Do you need a Legal Entity Identifier?

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From 3 January 2018, legal entities such as companies, trusts, partnerships and charities will need to have a Legal Entity Identifier (LEI) if they wish to trade on financial markets in the UK, or continue […]

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IFA acquisitions – are you ready for your new clients?

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We have continued to see a good level of activity in the M&A market for investment advisory firms for both share and asset / client book deals. Whilst the immediate economic benefits of such a […]

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FCA study proposes “significant” changes

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The UK asset management industry manages £6.9 trillion of assets across retail, institutional and pension funds. The FCA is focusing on value for money and transparency for all investors as small variations in management fees […]

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People with Significant Control Register (PSC Register) – Q&A’s

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What is the People with Significant Control Register (PSC Register)? From 6 April 2016, UK Companies and Limited Liability Partnerships are required to maintain a PSC register and investigate any potential PSC’s who may require […]

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